Acumen Global Compliance provides specialist Licence Due Diligence services for acquirers in the financial services sector, covering a comprehensive review of the target’s FCA authorisation and permission scope, regulatory correspondence and enforcement history, AML/CTF compliance framework and CDD records, safeguarding or client money arrangements, outstanding regulatory gaps or remediations, SMCR accountability mapping, financial promotions history, and compliance with key regulatory obligations. Our due diligence report gives you a clear-eyed assessment of the regulatory risk you are taking on — enabling you to negotiate appropriate representations and warranties, price regulatory risk into your offer, or walk away from transactions that carry unacceptable compliance exposure.