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IT Audit Services
Financial Crime & Audit
IT Audit Services for FCA-Regulated Firms & Financial Institutions
IT Audit Services for FCA-Regulated Firms & Financial Institutions
IT Audit Services help organisations strengthen technology governance, improve cyber security, and meet regulatory expectations. At Acumen Global Compliance Ltd, we provide independent IT audits for FCA-regulated firms, including FinTechs, Payment Institutions (PIs), Electronic Money Institutions (EMIs), Money Service Businesses (MSBs), and cryptoasset firms. With over 15 years of regulatory compliance expertise, we assess IT controls, information security, operational resilience, and governance to identify risks before they become regulatory or operational issues. Whether you need an Internal IT Audit, IT Health Check, or IT Compliance Audit, our tailored solutions help protect your business, support FCA compliance, and strengthen your technology environment.
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What Are IT Audit Services?
IT Audit Services are independent assessments of an organisation’s IT systems, security controls, governance, and compliance framework. They evaluate whether technology infrastructure is secure, resilient, and aligned with regulatory requirements and business objectives.
For FCA-regulated firms, IT audits help strengthen operational resilience, improve information security, identify technology risks, and support compliance with FCA expectations. At Acumen Global Compliance Ltd, we deliver practical, risk-based recommendations that enhance security, governance, and long-term regulatory compliance.
Why IT Audit Services Are Important
IT Audit Services help organisations identify technology risks, strengthen security, and maintain regulatory compliance. As financial services become increasingly digital and cyber threats continue to evolve, regular IT audits ensure your systems remain secure, resilient, and aligned with FCA expectations. For FCA-regulated firms, an independent IT audit also supports operational resilience, information security, governance, and effective risk management.
An independent IT audit can help your organisation:
- Identify weaknesses in IT controls and governance.
- Strengthen cyber security and information security measures.
- Improve operational resilience and business continuity.
- Reduce technology-related risks.
- Support compliance with FCA, UK GDPR, and other applicable regulations.
- Protect sensitive customer and financial data.
- Enhance board-level oversight of IT risks.
- Prepare for regulatory inspections and internal or external audits.
At Acumen Global Compliance Ltd, we provide practical, risk-based recommendations that improve your IT environment while supporting long-term regulatory compliance and business growth.
IT Audit Services for FCA-Regulated Firms
IT Audit help FCA-regulated firms strengthen IT governance, manage technology risks, and meet regulatory expectations. While the Financial Conduct Authority (FCA) does not mandate a specific IT audit framework, firms must maintain effective systems, controls, and operational resilience. Our audits identify compliance gaps and provide practical recommendations to improve your technology environment.
We support:
Payment Institutions (PIs)
Electronic Money Institutions (EMIs)
Money Service Businesses (MSBs)
FinTech companies
Cryptoasset businesses
Consumer Credit firms
Investment firms
Wealth management companies
Financial services providers
International firms entering the UK market
Our IT Audit Services
At Acumen Global Compliance Ltd, we provide IT Audit Services UK and London for FCA-regulated firms, FinTech companies, Payment Institutions (PIs), Electronic Money Institutions (EMIs), Money Service Businesses (MSBs), and cryptoasset firms. Our independent audits assess your IT environment, identify risks, and strengthen security, governance, and regulatory compliance.
Comprehensive IT Audit Services We Provide
Independent IT Audit
An objective review of your IT systems, controls, and governance to support regulatory compliance and effective risk management.
Covers:
- IT governance
- Technology risk management
- Information security controls
- User access management
- Infrastructure resilience
- Data protection
- Business continuity
- Third-party IT providers
Internal IT Audit
Evaluate internal IT controls and identify weaknesses before FCA reviews or external audits.
Covers:
- IT policies
- Segregation of duties
- User access controls
- Change management
- Incident management
- Asset management
- Backup and recovery
- Technology governance
IT Health Check
Our IT Health Check UK assesses your technology environment to identify security vulnerabilities and operational risks.
Covers:
- Server and cloud infrastructure
- Network architecture
- Firewall configuration
- Endpoint protection
- Patch management
- Authentication controls
- Backup and disaster recovery
Information Security Audit
Assess your security controls to protect sensitive business and customer data.
Covers:
- Access management
- Data protection
- Security monitoring
- Incident response
IT Governance Audit
Review your IT governance framework to ensure effective oversight and regulatory compliance.
Covers:
- Governance structure
- Board oversight
- IT strategy
- Policies and procedures
- Risk ownership
- Vendor governance
- Regulatory reporting
IT Controls Assessment
Evaluate the effectiveness of IT controls that protect systems and business-critical data.
Covers:
- Logical and physical access controls
- Change management
- Patch management
- Database security
- Backup validation
- Audit logging
- Monitoring controls
IT Infrastructure Audit
Review the resilience, security, and performance of your IT infrastructure.
Covers:
- Servers and cloud platforms
- Storage systems
- Network devices
- Firewalls
- Wireless infrastructure
- Remote access solutions
Network Security Audit
Assess network security controls to reduce cyber risks and protect critical systems.
Covers:
- Firewall configuration
- Network segmentation
- VPN security
- Remote access
- Intrusion detection and prevention
- Network monitoring
IT Risk Audit
Identify technology risks that could impact compliance, security, and business continuity.
Covers:
- Cyber threats
- Third-party risks
- Cloud security
- Legacy systems
- Insider threats
- Data breaches
- Operational resilience
FCA Operational Resilience Assessment
Assess your organisation’s ability to withstand and recover from operational disruptions in line with FCA expectations.
Covers:
- Important business services
- Critical technology dependencies
- Disruption management
- Resilience testing
- Recovery planning
- Operational risk governance
What Our IT Audit Covers
Our IT Audit Services UK are tailored to your business, regulatory requirements, and technology environment. We assess key areas to identify risks and strengthen compliance, security, and operational resilience.
IT Governance Assessment
Review IT governance, policies, roles, and oversight.
Information Security Audit
Assess access controls, data protection, encryption, and security monitoring.
IT Controls Assessment
Evaluate controls protecting systems, applications, and sensitive data.
IT Risk Audit
Identify technology risks affecting operations, compliance, and business continuity.
IT Compliance Review
Assess compliance with FCA expectations, UK GDPR, and industry standards.
Infrastructure & Network Security Review
Review servers, cloud environments, firewalls, networks, backups, and disaster recovery arrangements.
Locations We Cover
Acumen Global Compliance Ltd delivers IT Audit Services UK to FCA-regulated firms, FinTechs, financial institutions, and international businesses operating in or expanding into the UK.
We support organisations across:
London
Including the City of London, Canary Wharf, Westminster, Croydon, and surrounding areas.
England
Birmingham, Manchester, Leeds, Bristol, Liverpool, Cambridge, Oxford, and other major cities.
Scotland
Edinburgh, Glasgow, Aberdeen, and Dundee.
Wales
Cardiff, Swansea, and Newport.
Northern Ireland
Belfast and surrounding areas.
International
Supporting businesses from Europe, the UAE, the USA, Canada, Australia, South Asia, Africa, and other global markets entering the UK financial sector.
Whether you require a remote or on-site IT Audit, our experienced consultants provide tailored support to help your organisation strengthen IT governance, improve security, and meet FCA regulatory requirements.
Acumen IT Audit Step-by-Step Process
At Acumen Global Compliance Ltd, our IT Audit process follows a structured, risk-based approach to identify technology risks, strengthen security, and support FCA compliance.
Step 1 – Initial Consultation
Understand your business, IT environment, and regulatory requirements.
We:
- Define the audit scope
- Identify key stakeholders
- Review business operations
- Agree project objectives and timelines
Step 2 – Document Review
Review key documents to assess your existing IT controls and governance.
We review:
- IT and information security policies
- Risk registers
- Asset inventories
- Network diagrams
- Business continuity and disaster recovery plans
- Vendor agreements
- Previous audit reports
Step 3 – Technical Assessment
Evaluate the effectiveness of your technology environment.
We assess:
- IT infrastructure
- Applications and networks
- Cloud services
- Security controls
- User access management
- Backup and monitoring processes
Step 4 – Risk Assessment
Analyse audit findings based on business and regulatory impact.
We evaluate:
- Business impact
- Regulatory risks
- Control effectiveness
- Risk ratings
- Recommended remediation
Step 5 – Audit Report
Deliver a clear, actionable report with practical recommendations.
Your report includes:
- Executive summary
- Key findings
- Risk ratings
- Compliance gaps
- Improvement roadmap
Step 6 – Post-Audit Support
Support your organisation in implementing recommendations and improving compliance.
We help with:
- Remediation planning
- Policy updates
- Governance improvements
- Regulatory readiness
- Implementation support
This structured IT audit process helps strengthen IT governance, information security, operational resilience, and regulatory compliance while reducing technology and cyber risks.
Real-World Example
Scenario
A UK-based Electronic Money Institution preparing for rapid growth wanted assurance that its technology environment could support increasing transaction volumes while meeting FCA expectations.
Our Approach:
- Reviewed IT governance framework
- Assessed cloud infrastructure and network security
- Evaluated user access controls and privileged account management
- Examined backup and disaster recovery procedures
- Reviewed incident response and operational resilience arrangements
- Assessed compliance with UK GDPR and FCA systems and controls expectations
Outcome:
The audit identified several medium-risk control gaps, including improvements to access management, vendor oversight, and disaster recovery testing. Following implementation of our recommendations, the client strengthened its security posture, improved governance, and enhanced readiness for future regulatory reviews.
Why Choose Acumen Global Compliance Ltd for IT Audit Services?
At Acumen Global Compliance Ltd, we deliver IT Audit Services UK that combine technical expertise with regulatory knowledge to help FCA-regulated firms strengthen IT governance, improve security, and maintain compliance.
Why Businesses Trust Us
- 15+ years of FCA compliance and regulatory expertise
- Specialists in FCA-regulated financial services
- Independent and objective IT audit assessments
- Practical, risk-based recommendations
- Tailored audits based on your business and risk profile
- Support with remediation and regulatory readiness
- Trusted by FinTechs, EMIs, Payment Institutions, MSBs, and financial services firms
Speak with an IT Audit Expert
Your technology environment is one of your organisation’s most valuable assets and one of the most scrutinised by regulators. An independent IT audit can help you identify vulnerabilities, improve governance, and demonstrate your commitment to regulatory compliance.
Whether you need an IT Health Check, Information Security Audit, IT Governance Assessment, or a comprehensive IT Compliance Audit, our experienced consultants are ready to help.
Contact Acumen Global Compliance Ltd today to arrange a confidential consultation and receive a tailored IT audit proposal aligned with your business objectives.
FAQs
Frequently Asked Questions
Why is an IT Health Check important?
An IT Health Check identifies weaknesses in your infrastructure, security controls, and governance before they result in cyber incidents, operational disruption, or regulatory issues.
How much does an IT audit cost in the UK?
The cost depends on factors such as the size of your organisation, the complexity of your IT environment, the audit scope, and regulatory requirements. Contact us for a tailored quotation.
How long does an IT audit take?
Most IT audits take between 2 and 6 weeks, depending on the size of the organisation, the number of systems reviewed, and the availability of documentation.
Is an IT audit required for FCA-regulated firms?
No, the FCA does not specifically require an IT audit. However, FCA-regulated firms must maintain effective IT systems, governance, operational resilience, and information security. An independent IT audit helps identify control weaknesses, manage technology risks, and demonstrate compliance with FCA expectations and regulatory best practices.
Does an IT audit identify cyber security risks?
Yes. An IT audit evaluates security controls, user access, infrastructure, governance, monitoring, and data protection measures to identify cyber security risks and recommend improvements.
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